FCF Biotech Venture Capital Monitor – USA 01/2021 published
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SEC Staff Releases Sample Comment Letter on Securities Offerings During Periods of Market and Price Volatility
On February 8, the staff of the SEC’s Division of Corporation Finance (the Staff) published a sample ...View More
FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities
On February 10, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 21-03 ( ...View More
CFTC Announces Market Risk Advisory Committee Meeting
On February 8, the Market Risk Advisory Committee (MRAC) of the Commodity Futures Trading Commission ...View More
Looking ahead for likely changes to the EU legislation on Alternative Investment Fund Management
1. Investment funds play a key role in modern financial markets to give investors access to investme ...View More
Family offices and the private growth landscape
The private growth capital landscape can typically extend to venture capital, growth equity and priv ...View More
Procter & Gamble: A Recession-Proof Dividend King
Procter & Gamble (PG) is a high-quality consumer staples stock. It has raised its dividend for 6 ...View More
Google Backtracks on Blocking Ads From Groups Opposing Court Packing
Google has announced that it will reverse its decision to block advertisements from a group that opp ...View More
FINRA New Rule 3241 Becomes Effective February 15
On February 15, Financial Industry Regulatory Authority (FINRA) new Rule 3241 — “Registered Person B ...View More
FINRA Proposes Amendments to Private Placement Filer Form
On January 27, FINRA proposed amendments to its Private Placement Filer Form (Filer Form), which mem ...View More
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